RIA: Workflow & Operations

Making workflow and back office processes more efficient

The Nexus platform provides technology solutions for an RIA’s end-to-end use case scenario along with many of the problems associated with managing the high volume of individual items, tasks, and information financial Advisors need to execute and monitor every day. To access all relevant information simultaneously, we’ve combined nine different technologies into a single integrated package. In addition, Nexus incorporates a system built adherence to your WSP and ADV. The result is enhanced functionality, increased efficiency, better monitoring, and more granular transparency with less cost without the need for additional staff. The integration provides your firm with high-level client confidentiality, data privacy, and robust cyber security protection.

Creating synergy

Nexus ensures that the RIA and their Investment Advisors are all interconnected as a cohesive unit. It acts as an office traffic director to align communications, workflow management, compliance documentation, and books and records management. The system establishes the foundation of productivity to include setting the conditions in which every Nexus user sees and interacts with data, powering compliance requirements and enforcements as well as instituting guidelines to ensure various departments are operating and communicating regarding various tasks at maximum efficiency.