RIA: Portfolios & Compensation

Looking for consistency in how your trades and billing are handled across all touchpoints within your firm?

Nexus offers the control needed to automate your day-to-day operations.

Powering the fundamentals for RIAs

The Nexus platform provides robust and sophisticated functionality to power your trades and billing activities. Its processes organize and analyze incoming data for the back office and Advisors to use efficiently. The built-in flexibility allows you to customize that capability to reflect your own procedures and the way you do business with integrated and automated day-to-day operations to streamline processes.

Control and configure

With protocols based on the WSP (Written Supervisory Procedures) in place, Nexus allows the back office to control how trades and payment information are handled at every step from data entry to payout to the Advisor. Our system facilitates a synergistic relationship between the RIA and their Independent Advisors and can create and maintain highly customized investment portfolio plans. By setting system parameters to identify how managed accounts should be performing, Nexus centralizes the information and streamlines the tasks involved.

The result is a comprehensive approach that makes your trading and payments activities more efficient by increasing productivity, reducing ongoing costs, and providing detailed, consistent monitoring and compliance capability.

Experience Nexus

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H2 offers a robust, managed account platform for RIAs

Trades, Billing & Commissions

  • Fully integrated payment processing system
  • Multi-source data feeds with ability to add more as needed
  • Produce Advisor accessible payroll statements and 1099s (MISC/NEC/DIV)
  • Numerous standard reports available to provide insight on earnings within specified time frames
  • Flag issues which may conflict with your ADV
  • Honor virtually any payout arrangement
  • Configurable payment cycle frequency
  • Create rules for notifications to identify transactions for review

Investment Portfolio Plans

  • Built-in fee billing system integrated within the payment processing system
  • Highly flexible, unified billing configurations
  • Model management that also allows the firm to operate in its own advisory program with its own model “marketplace”
  • Rebalancing and drift detection with fee-related alerts
  • Reverse churning and high cash balance alerts checked daily on every account